Category Archives: Author & Audience

Dramatica Theory (Annotated) Part 3 “Grand Argument Stories”

Excerpted from the book, Dramatica: A New Theory of Story

The question arises: Is telling a story better than telling a non-story? No. Stories are not “better” than any other form of communication — just different. To see this difference we need to define “story” so we can tell what a story is and what it is not. Herein lies a political problem. No matter how one defines “story,” there will be an author someplace who finds his favorite work has been defined out, and feels it is somehow diminished by not being classified as a story. Rather than risk the ire of countless creative authors, we have limited our definition to a very special kind of story: the Grand Argument Story.

As its name indicates, a Grand Argument Story presents an argument. To be Grand, the argument must be a complete one, covering all the ways the human mind might consider a problem and showing that only one approach is appropriate to solving it. Obviously, this limits out a lot of creative, artistic, important works — but not out of being stories, just out of being Grand Argument Stories. So, is a Grand Argument Story better than any other kind? No. It is just a specific kind.

Annotations

Ever since we wrote this section, It’s bugged the hell out of me.  Here’s why we wrote it, and then why it bothers me:

Dramatica is the first comprehensive model of the underlying components of story structure and how they hang together.  Those components are WAY below the level of what most people think story is.  We’re talking about the pre-conscious level of story – the  deep-dive framework that resonates with the minds of the readers or audience right in the operating system.

So forget about writing about topics or people or events – structure, really DEEP structure bears no resemblance to anything anybody thinks about, any more than we consciously query out neurons when we are trying to decide between chocolate and vanilla.

Now to fully describe how a decision is made, you’d have to have a map of each neuron and the state it is in.  But how far away from story is that?  Still, that’s structure – a description of the nuts and bolts and pulleys and gears of the mind – a mechanical take on the organic flow of our thoughts and feelings, explored and made manifest in a tidy package called a story.

When you just blurt out a thought, is that a story?  Not hardly; it’s just a notion.  And when you follow a stream of consciousness from one notion to another, is that a story?  Again, no.  It is just a train of thought.  A story is a complete examination of a problem, inequity or issues from every conceivable side and to as much depth as you can keep in your head at one time.  THAT’s a story.  And the list of all the angles and all the components from the largest concept to the smallest illumination – that’s story structure, and we call it a Grand Argument Story because it makes  not just an argument, but the biggest most complete argument about the best (or worst) way of looking at or responding to the core consideration we’re trying to get a grip on.

That means that any work of clever word play or one that simply meanders through the subject matter, picking little thought daisies and turning over experiential stones may be the most magnificent read every created.  But it isn’t a story.

And this is why we wrote the section of the original theory book quoted above – we knew if we precisely defined story (which you kinda hafta do if you are outlining a theory of story) writers in all genres and media would rise up in arms to drive us from the village because we defined their favorite works as non-stories.

Heck, we were just scared of the blow-back which, in fact, did not happen.  And so all that “Oh, please don’t hurt us – we aren’t saying anything bad about your darlings – we’re just redefining what the whole world thinks story is, so its okay if your candidate didn’t make the cut,” all that self-protective crap – well, it’s so whiny and pandering.  Makes me feel all smarmy that we put this section in there, which is why I hate it.

So here’s the god awful truth in straight talk, all these years later:  Call it story or call it a dog with a fluffy tail – fact is, the most complex form of structure is when an issues is explored all the way from the biggest perspective on it to the smallest; when every yardstick in a human being’s mental arsenal is brought to bear in course of that exploration, and when the way all that stuff is arranged matches the way we put it together in our own heads, as thinking, feeling creatures, regardless of culture, race religion, age, gender or smarts.  A complete Lego-set of all of our mental marbles, excluding any subject matter, just the building blocks of pondering that is so foundational, so elemental and so invisible to the naked mind that you can’t see it unless someone holds a microscope to it (like this book) and makes you stare at it: that’s story and, specifically, that’s a Grand Argument Story.  Take it or leave it.

–Melanie Anne Phillips

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Dramatica Theory (Annotated) Part 2 “Communication”

Excerpted from Dramatica: A New Theory of Story

The process of communication requires at least two parties: the originator and the recipient. In addition, for communication to take place, the originator must be aware of the information or feelings he wishes to transmit, and the recipient must be able to determine that meaning.

Similarly, storytelling requires an author and an audience. And, to tell a story, one must have a story to tell. Only when an author is aware of the message he wishes to impart can he determine how to couch that message so it will be accurately received.

It should be noted that an audience is more than a passive participant in the storytelling process. When we write the phrase, “It was a dark and stormy night,” we have communicated a message, albeit a nebulous one. In addition to the words, an- other force is at work creating meaning in the reader’s mind. The readers themselves may have conjured up memories of the fragrance of fresh rain on dry straw, the trem- bling fear of blinding explosions of lightning, or a feeling of contentment that recalls a soft fur rug in front of a raging fire. But all we wrote was, “It was a dark and stormy night.” We mentioned nothing in that phrase of straw or lightning or fireside memories. In fact, once the mood is set, the less said, the more the audience can imagine. Did the audience imagine what we, the authors, had in mind? Not likely. Did we communicate? Some. We communicated the idea of a dark and stormy night. The audience, however, did a lot of creating on its own. Did we tell a story? Definitely not!

Annotations

One of the early questions we grappled with was the relationship between author and audience (or reader).  When you stop to think about it, not just superficially but deeply, the fact that we can communicate at all is something of a miracle.

Consider:  Two creatures, each with completely different life experiences can experience essentially the exact same understandings and passions as each other across a medium through abstract patterns of ink on a page or moving patterns of light, shadow and sound on a screen.

It was not long into our investigation of the nature of story structure that we realized the only way such communication could exist was if the underlying mechanisms of our minds were identical, as a species, regardless of age, race, gender, sexual orientation, culture or personal experience.

Story structure itself an artificial mind – a model, a replica of all the elements that make up this foundational mechanism we all share that form the framework upon which we hang specific information and particular emotions.

That framework is just a skeleton, however.  And though it can be created in any language and through any medium, it is the development of commonly understood symbols that allows for communication between author and audience.

Still, while each symbol has a denotative meaning, it will differ in connotation from other symbols that might have been used to convey the same information.  Further, each reader or audience member will expand upon each symbol and especially upon a continuing stream of symbols, seeking patterns not only in the order in which the symbols were received, but also in the potential manners in which they might be assembled into an overall understanding, much as one might follow the instructions on a kit step by step and end up with an assembled piece of furniture.

Pattern making is a survival trait.  It allows us to note, “where there’s smoke, there’s fire” in a spatial sense (when this, also that) and also allows us to project, “one bad apple spoils the bunch” in a temporal sense (if this, then this).  As a result of pattern making, we are able to see dangers and opportunities that are co-existant with indicators in the here and now and also to anticipate the same in the future.

And so, when we write, “It was a dark and stormy might,” we not only convey the facts, but provide the seeds for our readers or audience members to create patterns that enrich the communication process, and immerse them into a world that is partially of their own creation.

–Melanie Anne Phillips

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Dramatica Theory (Annotated) Part 1 “A Place to Start”

Excerpted from Dramatica: A New Theory of Story (Annotated)

Mastering the craft of writing requires a skill in communication and a flair for style. Through communication, an audience receives meaning. Through style, an author achieves impact. The Dramatica theory of story explores both aspects of the writing process providing structural guidelines for clarifying communication and artistic techniques for enhancing style.

Accordingly, this book is divided into two principal sections: The Elements of Structure and The Art of Storytelling. Separating these two aspects of the writing craft allows us to see more deeply into each. This arrangement also splits the experience of writing into two parts, when in practice, they are usually blended in a simultaneous effort.

Many other books have been written which explore the blended creative process. In contrast, this is a book of theory, and is designed more to educate, than to inspire. Still, the motivation to write is one of inspiration. So, before we rush headlong into a detailed, accurate, and revolutionary explanation of story, let us put everything in context by describing the relationship of Dramatica with the Creative Writer.

Annotations:

In the twenty years since we first published Dramatica: A New Theory of Story, the concepts we described have not only changed the landscape of how story structure is seen, but have provided a new conceptualization of narrative itself.

Today, Dramatica Theory is applied not only to fiction but is also employed to analyze people and organizations in the real world.  We have now come to recognize that the underlying structure and dynamics of outlined in the original book are an accurate model of how individuals and groups actually function beneath all the passion and pageantry.

In light of this growing appreciation of the connection between fictional and real narratives, I am publishing this new annotated edition of the theory book with additional thoughts and insights into how narrative both shapes and reflects our minds, and how when we come together we self-organize into a collective mind.

–Melanie Anne Phillips

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Advancements in Narrative Communication

A tale is a simple linear path that the author promotes as being either a good or bad one, depending on the outcome.

There’s a certain amount of power in that.  Still, it wouldn’t take our early author long to realize that if he didn’t have to limit himself to relating events that actually happened he might wield even more power over his audience.

Rather, he might carry things a step farther and create a fictional tale to illustrate his belief in the benefits or dangers of following a particular course.  That is the concept behind Fairy Tales and Cautionary Tales – to encourage certain behaviors and inhibit other behaviors based on the author’s belief as to the most efficacious courses of action in life.

But what kind of power might you garner if you went beyond merely stating, “This conclusion is true for this particular case,” but rather boldly stated “This conclusion is true for all cases?”

In other words, you tell your audience, “If you begin here, then no matter what path you might take from that given starting point, it wouldn’t be as good (or as bad) as the one I’m promoting.”

Rather than saying that the approach you have described to your audience is simply good or bad in and of itself, you are now inferring that of all the approaches that might have been taken, yours is the best (or worst) way to go.

Clearly that has a lot more power to it because you are telling everyone, “If you find yourself in this situation, exclude any other paths; take only this one,” or, “If you find yourself in this situation, no matter what you do, don’t do this!”

Still, because you’ve only shown the one path, even though you are saying it is better than any others, you have not illustrated the others.  Therefore, you are making a blanket statement.

Now, an audience simply won’t sit still for a blanket statement. They’ll cry, “Foul!” They will be thinking of the other paths they might personally have taken and will at least question you.

So, if our early author sitting around a fire says, “Hey, this is the best of all possible paths,” his audience is going to say , “What about this other case? What if we tried this, this or this?”

If the author had a sound case he would respond to all the solutions the audience might suggest, compare them to the one he was touting and conclusively show that the promoted path was, indeed, the best (or worst). But if a solution suggested by the audience proves better than the author’s, his blanket statement loses all credibility.

In a nutshell, for every rebuttal the audience voices, the author can attempt to counter the rebuttal until he has proven his case or at least exhausted their interest in arguing with him.  Since he is there in person, he won’t necessarily have to argue every conceivable alternative solution – just the ones the audience brings up. And if he is successful, he’ll eventually satisfy everyone’s concerns or simply tire them out to the point they are willing to accept his conclusions.

But what happens if the author isn’t there when the story is related?  The moment a story is recorded and replayed as a poem, a song ballad, a stage play, or a motion picture (for example), then the original author is no longer present to counter any rebuttals the audience might have to his blanket statement.

So if someone in the audience thinks of a method of resolving the problem and it hasn’t been addressed it in the blanket statement, they will feel there is a hole in the argument and that the author hasn’t made his case.

Therefore, in a recorded art form, a successful communicator needs to include all the other reasonable approaches that might be suggested in order to “sell” his approach as the best or the worst.

He needs to show how each alternative is not as good (or as bad) as the one he is promoting thereby proving that his blanket statement is correct.

A narrative, then, becomes a far more complex proposition than a simple tale.  Now the author must anticipate all the other ways the audience might consider solving the problem in question. In effect, he has to include all the ways anyone might reasonably think of solving that problem.

Essentially, he has to include all the ways any human mind might go about solving that problem. In so doing, as an accidental by-product, generations of communicators have arrived at our modern conventions of narrative structure: a model of the mind’s problem-solving process encoded in the framework itself.

Excerpted from the book, A Few Words About Communication

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Origins of Communication

When an animal screams in pain, others notice, yet this is not communication as there was no intention involved. But when an animal calls out in alarm at an approaching predator it is more likely to be an intended communication.

Meaning may come from patterns recognized from previous experience or by translating the actions or sounds produced by others into what they would mean if one did those things oneself. But communication requires the intentional accurate transmission of information and/or passion from the author to the audience.

Communication likely emerged through raising an alarm, then quickly evolved to pointing at items to get the attention of others and direct it in particular direction or at a particular place.

Following these lines, continued progress would likely center on making sounds or movements to indicate issues about oneself, such as rubbing one’s stomach and pointing at one’s mouth to indicate hunger.

Success in achieving communication would illustrate its value and drive a fairly quick expansion of conventions of symbolic language that would be taught to the young and sustained (with gradual morphing) from generation to generation.

Once a sufficient collection of symbols had been developed, it would be natural that the more inspired communicators would come up with the notion of stringing two or more symbols together in linear form to communicate a succession of events or concepts.

In this manner, the foundational form of sentence structure and grammar would coalesce while simultaneously the beginnings of narrative structure would emerge as a byproduct.

For example, an early communicator might relate how to get to a place where there are berries or how to avoid a place where there are bears. He would use sign language to outline his journey and to depict the things and events he encountered along the way.

When our communicator became able to string together a series of events and experiences he has created a tale. Simply put, the definition of a tale is an unbroken linear progression of symbols that communicates meaning through sequence.

We call this kind of tale a “head-line” because it focuses on a chain of logical connections without emotive content. But you can also have a “heart-line” – an unbroken progression of feelings. For example, our communicator might have related a series of emotions he had experienced in a flow of feelings not connected to of any logistic progression.

Tales can be just a head-line or a heart-line, or can be more complex by combining both. In such a case, the tale might begin with a particular situation in which the communicator (henceforth author) relates his feelings at the time. Then, the author might proceed to the next step, which made him feel differently, and so on until he arrives at a final destination as well as a concluding emotional state.

In a more complex form, emotions and logic drive each other, fully intertwining both the head-line and hear-line. So, starting from a particular place in a particular mood, driven by that mood, the author acted to arrive at a second point, which then made him feel differently.

The tale might be driven by logic with feelings passively responded to each step, or it might be driven completely by feelings in which each logic progression is a result of one’s mood.

And, in the most complex form of all, logic and feelings take turns in driving the other, so that feelings may cause the journey to start, then a logical event causes a feeling to change and also the next step to occur. Then, feelings change again and alter the course of the journey to a completely illogical step.

In this way, our early author can “break” logic with a bridge of feeling, or violate a natural progression of feelings with a logical event that alters the mood. Very powerful techniques wrapped up in a very simple form of communication!

We know that the human heart cannot just jump from one emotion to another without going through essential emotional states in between. However, if you start with any given emotion, you might be able to jump to any one of a number of emotions next, and from any of those jump to others. But you can’t jump to all of them. If you could, then we all just be bobbing about from one feeling to another. There would be no growth and no emotional development.

As an analogy, look at the stages of grief. You have to go through them in a particular order. You can’t skip over any. If you do, there’s an emotional mis-step. It has an untrue feeling to the heart.

A narrative that has a character that skips an emotional step or jumps to a step he couldn’t really get to from his previous mood, it will feel uncomfortable to the audience. It will feel as if the character started developing in a manner the audience members cannot follow with their own hearts. It will pop your audience right out of the story and cause it to see the character as someone with whom it simply can’t identify.

So in tales the idea is to create linearity. But doesn’t that linearity create a formula as well? Well it would if you could only go from a given emotion to just one particular emotion next. But, from any given emotion there are several you might jump to – not all, but several. And from whichever one you select as storyteller, there are several more you might go to next.

Similarly with logic, from any given situation there might be any one of a number of things that would make sense if they happened next. But you couldn’t have anything happen next because some things would simply be impossible to occur if the initial situation had happened first.

Now you can start from any place and eventually get to anywhere else, but you have to go through the in-betweens. So as long as you have a head-line and/or a heart-line and it is an unbroken chain that doesn’t skip any steps, that constitutes a complete tale.

Excerpted from the book, A Few Words About Communication

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Introduction to Communication

The process of communication requires at least two parties: the originator and the recipient. In addition, for communication to take place, the originator must be aware of the information or feelings he wishes to transmit, and the recipient must be able to determine that meaning.

Similarly, storytelling requires an author and an audience. And, to tell a story, one must have a story to tell. Only when an author is aware of the message he wishes to impart can he determine how to couch that message so it will be accurately received.

It should be noted that an audience is more than a passive participant in the storytelling process. When we write the phrase, “It was a dark and stormy night,” we have communicated a message, albeit a nebulous one.

In addition to the words, another force is at work creating meaning in the reader’s mind. The readers themselves may have conjured up memories of the fragrance of fresh rain on dry straw, the trembling fear of blinding explosions of lightning, or a feeling of contentment that recalls a soft fur rug in front of a raging fire. But all we wrote was, “It was a dark and stormy night.”

We mentioned nothing in that phrase of straw or lightning or fireside memories. In fact, once the mood is set, the less said, the more the audience can imagine. Did the audience imagine what we, the authors, had in mind? Not likely. Did we communicate? Some. We communicated the idea of a dark and stormy night. The audience, however, did a lot of creating on its own.

While some authors write specifically to communicate to an audience, many others write because they wish to follow their personal Muses. Sometimes writing is a catharsis, or an exploration of self. Sometimes authoring is a sharing of experiences, fragmented images, or just of a point of view. Sometimes authoring is marking a path for an audience to follow, or perhaps just presenting emotional resources the audience can construct into its own vision.

Interactive communications question the validity of a linear story itself, and justifiably so. There are many ways to communicate, and each has just as much value as the next depending upon how one wishes to affect one’s audience.

It has been argued that perhaps the symbols we use are what create concepts, and therefore no common understanding between cultures, races, or times is possible.

On the contrary, there are common concepts: morality, for example. Morality, a common concept? Yes. While not everyone shares the same definition of morality, every culture and individual understands some concept that means “morality” to them.

In other words, the concept of “morality” may have many different meanings — depending on culture or experience — but they all qualify as different meanings of “morality.”

Thus there can be universally shared essential concepts even though they drift apart through various interpretations. It is through this framework of essential concepts that communication is possible.

To communicate a concept, an author must symbolize it, either in words, actions, juxtapositions, interactions — in some form or another. As soon as the concept is symbolized, however, it becomes culturally specific and therefore inaccessible to much of the rest of the world.

Even within a specific culture, the different experiences of each member of an audience will lead to a slightly different interpretation of the complex patterns represented by intricate symbols.

On the other hand, it is the acceptance of common symbols of communication that defines a culture. For example, when we see a child fall and cry, we do not need to know what language he speaks or what culture he comes from in order to understand logistically what has happened.

If we observe the same event in a narrative, however, it may be that in the author’s culture a child who succumbs to tears is held in low esteem. In that case, then the emotions of sadness we may feel in our culture are not at all those intended by the author.

The accuracy with which an author is able to successfully convey both concept and context defines the success of any communication. And so, communication requires both a sound narrative and an effective translation of that narrative into symbolic language.

These requirements create an immensely rich and complex form which (though often practiced intuitively) can be deconstructed, understood, and manipulated with purpose and skill.

To begin such a deconstruction, let us next examine the origins of communication and the narrative form.

Excerpted from the book, A Few Words About Communication

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Preface to Communication

Excerpt from the book, A Few Words About Communication

Communication requires the transfer of understanding and/or passion from one person to another.  The process of communication involves both transmission and reception across a medium.  Whether intentional or not, this process self-organizes into a narrative form which is the framework upon which the information, be it logic or feeling, is conveyed.

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Story Development Tip: Message Reversals

Here’s a tip that can fascinate your readers or audience by setting them up to believe one thing, only to provide additional information that had been withheld and changes their loyalties once revealed.

This technique can be seen very clearly in a Twilight Zone episode entitled, Invaders, in which Agnes Moorhead plays a lady alone on a farm besieged by aliens from another world. The aliens in question are only six inches tall, wear odd space suits and attack the simple country woman with space age weapons. Nearly defeated, she finally musters the strength to overcome the little demons, and smashes their miniature flying saucer. On its side we see the American Flag, the letters U.S.A. and hear the last broadcast of the landing team saying they have been slaughtered by a giant. Structure-wise, nothing changed, but our sympathies sure did, which was the purpose of the piece.

While this example was a message reversal at a story-wide scale, you can easily apply the technique to individual scenes, to a conversation, or even to a single moment. For instance, imagine looking up to see a woman yanking a child by the arm in a very rough fashion. Child abuse, you think, until you see the car coming around the corner that would have hit him if she hadn’t pulled him out of the way. Structure is the same (the child was treated roughly) but the reason turns out to be different than expected, shifting our sympathies once again.

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Message Reversals

Message Reversals (Shifting Context to Change Message)

When we shift context to create a different message , the structure remains the same, but our appreciation of it changes. This can be seen very clearly in a Twilight Zone episode entitled, Invaders, in which Agnes Moorhead plays a lady alone on a farm besieged by aliens from another world. The aliens in question are only six inches tall, wear odd space suits and attack the simple country woman with space age weapons. Nearly defeated, she finally musters the strength to overcome the little demons, and smashes their miniature flying saucer. On its side we see the American Flag, the letters U.S.A. and hear the last broadcast of the landing team saying they have been slaughtered by a giant. Now, the structure didn’t change, but our sympathies sure did, which was the purpose of the piece.

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Storytelling Trick 2 – Red Herrings (Changing Importance)

Red herrings are designed to make something appear more or less important than it really is. Several good examples of this technique can be found in the motion picture The Fugitive. In one scene a police car flashes its lights and siren at Dr. Kimble, but only to tell him to move along. In another scene, Kimble is in his apartment when an entire battalion of police show up with sirens blazing and guns drawn. It turns out they were really after the son of his landlord and had no interest in him at all. Red herrings can inject storytelling tension where more structurally related weaving may be lethargic.

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