Archetypes Have Their Place, But….

Archetypal Characters have their place, mind you. If an author’s focus is on Plot or Theme, he may want to create easily identifiable Archetypes as a shorthand to save space and time. As soon as the edges of an Archetypal Character are sketched out, audiences (who have seen these Archetypes time and again) will fill in the rest, pending information to the contrary. In this way, an author can free up time or pages for aspects of the story which may be much more interesting to him.

As a result, Complex Characters are often the first things torn down in an effort to conserve media real estate. This leads to a glut of action-oriented stories populated by stick-figure people. Whenever there is a glut in one place, you will find a deficiency somewhere else. The imbalance between glut and deficiency creates demand. Box office is directly proportional to demand. No more need be said.

From the Dramatica Theory Book

Complex Characters

It is not the content that makes characters complex, but the arrangement of that content. We all know people who have one-track minds or are so aligned as to be completely predictable (and often, therefore, boring!) People who are more diverse contain conflicting or dissimilar traits and are much more interesting to be around. So it is with characters.

Imagine building characters to be like playing Scrabble. There are a given number of letter tiles, no more, no less. The object is to create words until all the tiles have been employed. The game won’t feel “complete” if any tiles are left over. Now imagine a set of words that are all the same length and use up all the letters so none are remaining. Suppose there is only one combination of letters that will accomplish this. If we build characters that way, we get the one and only Archetypal set. There’s nothing wrong with playing the game that way, but after a few zillion times, seeing the same limited set of words over and over again wears pretty thin. It is much more interesting to create a wide vocabulary of all kinds and sizes of words.

From the Dramatica Theory Book

How to Create Archetypal Characters

Just because characters are Archetypal does not mean they cannot be fresh and interesting. Archetypal Characters have just as many diverse characteristics as Complex Characters. The only difference is how these characteristics are divided among your story’s characters. When an equal number are given to each character and when all the elements making up each character are from a single “family” of elements, Archetypal Characters are created. In this sense, an Archetypal Character set is like an alignment of the planets: each individual orbit is complex, but we choose to observe them when they are all lined up in a clear and simple pattern.

Nonetheless, we must still explore all aspects of each character to make the Story Mind’s argument fully. However, since there is such consistency to the way the elements are distributed, the audience will anticipate the content of each character, allowing an author the luxury of using shortcuts to describe them. In fact, once a character is outlined enough to establish its Archetypal tendency, an author can leave out the rest of the information since the audience will fill it in anyway. In a sense, a character is guilty of being Archetypal until proven otherwise.

A Sample Story Using Archetypes

When an author wishes to concentrate primarily on action or entertainment, it is often best to take advantage of the Archetypal arrangement to fully make the story’s argument with a minimum of exposition. The characters still need to be interesting in order to involve an audience in their story. To illustrate how even Archetypal characters can be intriguing, let’s create story using only Archetypes and dress them up in some attractive storytelling.

Creating a Protagonist

We want to write a simple story using Archetypal Characters. We can create a PROTAGONIST called Jane. Jane wants to… what?… rob a bank?…kill the monster?… stop the terrorists?… resolve her differences with her mother? It really doesn’t matter; her goal can be whatever interests us as authors. So we’ll pick “stop the terrorists” because it interests us. All right, our Protagonist — Jane — wants to stop the terrorists.

Creating an Antagonist

Dramatica says we need an ANTAGONIST. Antagonist by definition is the person who tries to prevent achievement of the goal. So, who might be diametrically against the completion of the task Jane wants to accomplish? The Religious Leader whose dogma is the source of inspiration that spawns the acts of terror?… The multinational business cartel that stands to make billions if the terrorists succeed in their scheme?… Her former lover who leads the elite band of criminals? We like THAT one! Okay, we have our Protagonist (Jane) who wants to stop the terrorists who are led by her former lover (Johann).

Creating a Skeptic

Two simple Characters down, six to go. Dramatica now tells us we need a SKEPTIC. Who might oppose the effort and disbelieve in the ultimate success of good Jane? A rival special agent who doesn’t want to be left in the dust by her glowing success?… Her current love interest on the force who feels Jane is in over her head?… Her father, the Senator, who wants his daughter to follow him into politics? Good enough for us. So we have Jane who wants to stop the terrorists, pitted against her former lover Johann who heads the criminal band, and opposed by her father, the Senator.

Creating a Sidekick

To balance the Skeptic, we’re going to need a SIDEKICK. We could bring back her current lover but this time have him knowing how much ridding the world of scum-sucking pigs appeals to Jane so he remains steadfastly behind her. Or we might employ her Supervisor and mentor on the force who knows the depth of Jane’s talent, wants to inspire other young idealists to take action against threats to democracy, or prove his theories and vindicate his name in the undercover world… We’ll use the Supervisor. So here’s Jane who wants to stop the terrorists, pitted against her former lover Johann, the head of the band who wants to stop her, opposed by her father, the Senator, and supported by her Supervisor.

Creating a Contagonist

Let’s bring in a CONTAGONIST: the Seasoned Cop who says, “You have to play by the rules” and thwarts Jane’s efforts to forge a better modus operandi?… Or, the Ex-Con with a heart of gold who studies the classics and counsels her to base her approach on proven scenarios?… Or, her friend Sheila, a computer whiz who has a bogus response plan based on averaging every scenario every attempted? Computer whiz it is. So Jane wants to stop the terrorists, is pitted against the head of the band (her former lover Johann) who wants to stop her, opposed by her father, the Senator, supported by her Supervisor, and tempted by her friend Sheila, the computer whiz.

Creating a Guardian

Keeping in mind the concept of Dynamic Pairs, we are going to want to balance the Computer Whiz with a GUARDIAN. The Master of the Oriental martial arts who urges her to “go with the flow” (“Use The Force, Jane!”)?… The Ex-Con again who urges, “Get back to basics”?… or perhaps the Seasoned Cop who paves the way through the undercover jungle?…. We like the Seasoned Cop. Note how we could have used him as Contagonist, but elected to use him as Guardian instead. It’s totally up to us as authors which characteristics go into which players. Jane wants to stop the terrorists, is pitted against the head of the band (her former lover Johann) who wants to stop her, is opposed by her father, the Senator, supported by her Supervisor, tempted by her friend Sheila the computer whiz, and protected by the Seasoned Cop.

Creating Reason and Emotion Characters

Since we really like some of our earlier concepts for Characters, let’s use the Ex-Con as REASON, stressing the need to use classic scenarios. We’ll balance her with the Master of the Oriental martial arts, who maintains Jane’s need to break with the Western approach by letting loose and following her feelings.

Well, that seems to cover all eight Archetypal Characters: Protagonist, Antagonist, Skeptic, Sidekick, Contagonist, Guardian, Reason and Emotion. Finally, we have Jane who wants to stop the terrorists and is pitted against the head of the band (her former lover Johann) who wants to stop her, is opposed by her Father, the Senator, is supported by her Supervisor, tempted by her friend Sheila the computer whiz, protected by the Seasoned Cop, urged by the Ex-Con to copy the classics, and counseled by the Master of Oriental martial arts to let loose and follow her feelings.

From the Dramatica Theory Book

Introduction to Story Encoding

Storyencoding is simply the process of turning the raw appreciations of a storyform structure into the flesh and blood people, places, and events of a story that can be told.

As an example, suppose in our storyform we have selected an Objective Domain of Universe. As we have learned, this means that the Objective throughline revolves around an external situation. Now, when it comes to actually writing our story, we are not going to put down on paper, “The Objective throughline was revolving around an external situation.” Our audience would have a lot of trouble getting involved with that! Instead, we’re going to connect that bare appreciation to something concrete so the audience can relate to what we’re talking about.

To make this appreciation real, we ask ourselves, “What kind of a situation is it?” One author might choose to say, “The situation around which my Objective throughline revolves is that a group of travelers are trapped in a sunken ship.” That fulfills the dramatic function called for by the appreciation that the Objective Domain is Universe.

Another author might choose to encode an Objective Story Domain of Universe by saying, “The situation around which my Objective throughline revolves is that the parents of five children have died in a car crash, leaving the children to fend for themselves.”

Clearly, each appreciation might be encoded in any number of ways. Which way you choose depends only on the kinds of subject matter you wish to explore. How you encode each appreciation will determine much of the setting of your story in a Genre sense, the kinds of things that might happen in you plot, the thematic issues that are likely to rise to the surface, and the nature of the people populating your story.

Once the concept of encoding is understood, another issue often comes up: “Storyforming and then Storyencoding doesn’t seem like a very organic way to go about creating a story.” Well, we can’t argue with that. You see, most authors are attracted to a story not by the underlying structure, but by some element of storytelling. It could be a setting or a character or a bit of action — anything that stimulates the imagination. In fact, most authors don’t even think about a message at this stage. What gets them started is some intriguing concept, and the remainder of their effort in developing that concept is to try and build a story around it.

At first, things go very smoothly. But at some point along the way there is a hole and no inspiration to fill it. Or, there are some incompatibilities or inconsistencies and no idea how to fix them. It is at this point that authors beat their heads against the wall, run in circles screaming and shouting, and tell their story to every remaining friend they have in hope of getting some comment that will clear the creative skies.

It is a lot easier if you have a storyform.

If you already know what your story is about, then all you need to do is illustrate it. Rather than being constraining, this process is liberating. You can let your imagination run wild, then hold up each new inspiration to the storyform and see if there is an appreciation that idea will encode. You may have to tweak it a bit to make sure it will communicate the appreciation accurately, but if your intuition is pretty much on the mark, then just about anything you come up with is likely to be a part of the puzzle and simply needs to be nuanced a bit to slip it into the job it really ought to be doing.

Some of the appreciations in your storyform will already be encoded. In fact, they were encoded before you created the storyform; that’s how you knew which appreciations to select. If you are using the Dramatica software, after making a limited number of selections (perhaps twelve or even fewer!) all the remaining appreciations are selected by the Story Engine. In other words, the model of story programmed into the software has calculated the dramatic influence of the selections you’ve made and determined that all the remaining appreciations for a balanced and complete story structure.

In the case above, many of the appreciations predicted by the Story Engine may not yet connect with anything you have already developed. Rather, you find in your Storyform a Goal of Obtaining, for example, and wonder, “Obtaining what? What are my characters after?” This is when you think about what you do know about your story. Maybe it takes place in a circus. Then a Goal of Obtaining could be getting to perform in the center ring, or winning a place as a permanent attraction in a new mega-amusement park. Your story might be about a mountain man, and his Goal of Obtaining might be to find a wife, or to get a ranch of his own. It really doesn’t matter how you encode an appreciation, as long as the encoding carries the message of the story through one more stage of communication between author and audience.

Finally, if you are not using the Dramatica software, you will have selected your appreciations by feel or topic. Some may have been chosen as appropriate to specific ideas you are working with, but the rest just seemed appropriate to the story you have in your mind and/or in your heart. We’re back to intuition again here. And once again, you will need to examine those appreciations which do not yet have specific encoding in your story and ask your muse to suggest something.

In the end, even if the storytelling may be atrocious it will at least make sense if it is built on a sound storyform.

From the Dramatica Theory Book

Progressive Plot Points & Acts

The structure of a Grand Argument Story can be thought of a house the characters need to explore. The Objective Characters will be looking for clues to a treasure. The Main Character is thinking of buying the house and the Obstacle Character is trying to sell it to him. The plot is like a sight-seeing tour through this story house. The house itself has three floors each of which is separated into two wings. Each wing has four rooms. This is like a story with three acts, each of which is separated into two sequences, each of which has four scenes.

Our characters begin on the ground floor and enter the first room in the first wing. This room is like the first scene in the first sequence (wing) of the first act (floor) of the story. Here, they look around, opening drawers, checking under the furniture and peering out the windows, if any. Each little area of investigation is an event in the first scene.

The Objective Characters are trying to discover a treasure map. The Main Character is looking for termites and problem plumbing and the Obstacle Character is pointing out the conveniences. When they have all finished, they have a pretty good idea about the value of this room, either as a source of clues to the treasure or as a place to live. Still, they have learned all they can here, and it is time to move on.

The characters now enter a second room, which is still in the same wing on the same floor. This is like the second scene in the first sequence (wing) in the first act (floor). Again, they investigate. They may find this room to be geared more to function than the last. Or, it might be designed more for entertainment. It may or may not have windows or more than one doorway to other rooms. In fact, part of the interest (and possibly suspense) for them is which room they will be taken to visit next.

When they have fully explored four rooms (scenes), it is time to move on to the next wing (sequence). One of the rules of our tour is that the characters cannot leave a room (scene) until it is fully explored, cannot leave a wing (sequence) until all the rooms (scenes) on that floor of the wing have been explored, and cannot leave a floor (act) until all the rooms (scenes) on that floor in both wings (sequences) have been explored.

In the second wing, our characters also find four rooms and explore them one after another. Once they have finished, the entire first floor (act) has been examined in its entirety. Now it is time to go up to the next floor and continue their tour of the house. On the second floor they look through the four rooms in the first wing, the four in the second, and thereby complete that level and move up one more to the third and final floor. Here they repeat the same procedure until, at last, the entire house has been fully explored.

At this point, the characters have gathered all the information they are going to be given about the house. If the Objective Characters have gather enough clues to find the treasure, their problem is solved. If the Main Character buys the house, he is a change character. The question then remains, is he solving his problem of having a place to live or buying into even more problems with the faulty plumbing.

We can see that the Main Character’s decision is based partly on what was in the house and partly on the order in which things were presented. We all know that first impressions are powerful, even if they are later proven to be inaccurate. How the Main Character decides must conform to the combination of both these influences.

Similarly, the order in which the Objective Characters gather clues will have an influence on whether they are able to put the pieces together or not. Assumptions can easily be made that would not have been made if the information was presented in a different order.

In the end, an audience will reject our story’s argument either if there are rooms missing (static) or if they are visited in an order that doesn’t reflect the outcome (progressive). It is important, therefore, to pay as much attention to the Progressive Plot Appreciations as the Static ones. Because Acts are the largest resolution of the Progressive Appreciations they have the greatest influence on the flow of a story’s plot, and therefore deserve significant attention.

ACTS

Each throughline has its own four structural acts, which are like the three floors and the roof of our story house. Each of the dynamic acts is like the journey that explores the rooms on one of the three floors. As already discussed, when we choose a Class to be a particular Domain, the four Types in that Class become the names of the four structural acts. We might write those names on cards and place them in front of us. We can then rearrange those cards until we establish an order that reflects the concern with which we want that throughline to begin, the intermediate concerns, and the concern of interest when that throughline concludes. Most likely, our decision will be based not only on the logistics of our story, but just as heavily on how this order feels, both to us and hopefully to our audience. When we have settled on an order, we can be confident that throughline reflects the proper journey to reach the conclusion we have envisioned for it.

If we establish an order for each of the throughlines, we might feel our act level work is done. That would be true if the throughlines were not connected. As we already know, however, there is a strong connection between the four throughlines, for each really represents only one angle on the same overall story. All four throughlines are really happening simultaneously, just as the characters in our story house all take the tour at the same time. To truly understand the impact of our decisions for act order, we must lay out all four sets of our cards in parallel rows, side by side, and compare what is happening in the same act in all four throughlines.

Tflavor of our story as a whole depends both on the order of acts within each throughline and the combination of the acts from all four throughlines. When our plot is laid out in this manner, we may elect to make a few changes in one or more throughline’s order to more accurately represent the overall concerns of our story’s progression as we envision it.

It is important to remember when making these decisions that the order we’re talking about reflects only the internal logic of the story, not necessarily the order in which it will be revealed to the audience. How exposition is presented to the audience is a whole different area of concern that is covered extensively in Storyweaving. Here we simply want to make sure that the act progression in each of the throughlines supports the outcomes, judgments, and conclusions of our story both from a logical and emotional perspective.

Obviously, such considerations must rely heavily on intuition. That is why it is often best to select all of the static appreciations before determining the progressive appreciations. That extra familiarity with your story will go a long way toward clarifying your intent, thereby providing a more solid foundation for your intuition. In addition, for those who find constructing act order a daunting task, the Dramatica software model is able to calculate the best progression for each throughline’s acts, based on your selection of static appreciations. In this manner, authors who would like some guidance in designing their plots can approach their stories by subject matter and have that input translated into the key stages of plot development and character growth.

From the Dramatica Theory Book

Static & Progressive Plot Points

There are two kinds of plot appreciations, Static ones which do not change and Progressive ones which transform as the story continues. To see each kind of appreciation in your story you need to alter your point of view.

Static plot appreciations are Goal, Requirements, Consequences, Forewarnings, Dividends, Costs, Prerequisites, and Preconditions. Since these static plot appreciations remain constant in nature from the beginning of the story to the end, the perspective from which to see them is to look at the story as a whole, as if it were one single thing. These appreciations should seem to be in effect no matter what part of the story you look at. The Goal will always be present and identifiable, the Consequences will always be looming, etc. Their presence at any point in the story may be understated or right up front, but the clearer they remain throughout the story, the stronger the story’s plot will be from this point of view.

Progressive Plot appreciations are Acts, Sequences, Scenes, and Events. These appreciations describe the experience of moving through the story so it is important to look at them in sequence. Whichever kind of progressive appreciation you are looking at, it is how they relate from one item to the next which is most important aspect about them to understand.

From the Dramatica Theory Book

Plot Points in Example Stories

GOAL:

The Story Goal in Hamlet is Memory: Everyone wants to be comfortable with the memory of King Hamlet. Most wish to accomplish this by erasing the memory entirely, but Hamlet wants to keep it alive and painful.

The Story Goal in The Godfather is Obtaining: The Objective Story goal of the Godfather is for the Corleone family to reclaim their place of power and find a new “Godfather” to maintain this status.

REQUIREMENTS:

The Story Requirements in Hamlet are The Subconscious: Hamlet must get Claudius to expose his true nature, his lust for power and Gertrude, before anyone will believe Hamlet’s accusations.

The Story Requirements in The Godfather are Doing: In order for a new Don Corleone to regain his family’s former stature and power, he must do things which demonstrate his superiority in the rivalry among the New York families. This is accomplished with the hits on Barzini, Tessio, and Moe Green on the day Michael “settles all family business.”

CONSEQUENCES:

The Story Consequences in Hamlet are The Past: If the memory of King Hamlet is not allowed to rest, a repetition of the past murder will (and does) occur. King Claudius kills Hamlet to maintain his position as king.

The Story Consequences in The Godfather are Becoming: If the Corleone family fails to reclaim their power then they will be forced to become one of the secondary families in the New York crime scene, a fate which hasn’t been theirs for a very long time.

FOREWARNINGS:

The Story Forewarnings in Hamlet are Becoming: Hamlet starts becoming the crazy person he is pretending to be. This alerts everyone, including King Claudius who plots against Hamlet, that Hamlet will not let the memory of his father die peacefully.

The Story Forewarnings in The Godfather are Progress: When Don Corleone realizes that it was the Barzini family who had been orchestrating his downfall all along, the Barzini’s have already made quite a lot of progress towards becoming the new top family in New York. The progress of the loyalty of other families falling in line with Barzini threatens to cut off Michael’s chance to re-establish his family’s stature.

DIVIDENDS:

The Story Dividends in Hamlet are Conceptualizing: There is a general sense of creative freedom among the members of King Claudius’ court exemplified by Polonius’ advice to Laertes on how to take advantage of his trip abroad. Hamlet finds that suddenly many ordinary things can be used to help in his objective of manipulating the truth out of King Claudius, and he takes pleasure in them. The play becomes a trap, every discussion becomes an opportunity to investigate people’s true opinions. These are all dividends of the efforts made in this story.

The Story Dividends in The Godfather are The Future: The struggle in the world of organized crime over how drugs will be distributed is costly, but it lays the ground work for what will one day be their biggest money making industry. Michael’s choice of assassinations that make him New York’s new “Godfather” also ensures his family a safe move to Las Vegas in the future.

COSTS:

The Story Costs in Hamlet are Understanding: In Hamlet, understanding is seen as a high price to pay — sometimes too high. King Claudius comes to the understanding that Hamlet is on to him and won’t stop pushing until his father’s death is avenged; Ophelia comes to the understanding that Hamlet does not love her and is also responsible for her father’s death, so she loses her mind; Queen Gertrude comes to the understanding that her son is probably insane and her new husband is a murderer; etc.

The Story Costs in The Godfather are The Subconscious: As the struggle for power in New York’s underground continues, all of the people involved suffer emotional damage which hits them in their subconscious. For example, Tom’s pain over the fact that he is not really the Don’s son is exacerbated by the death of Sonny; Don Corleone suffers for the future of his family as his sons are killed or forced to become criminals like himself; Sonny is forced to suffer the insult of living with a brother-in-law who beats Sonny’s sister; the “Turk” is forced into a traumatic position when the Don is only wounded during a murder attempt; Kaye is forced to bury her suspicions that her husband is involved in organized crime.

PREREQUISITES:

The Prerequisites in Hamlet are The Future: Before Hamlet can begin the work of exposing Claudius, he must know when the appropriate people will be around so he can put his plans (such as the play) into place.

The Prerequisites in The Godfather are Being: Because Michael, the new candidate for the title of Don Corleone, had intended to avoid being in his family’s business, others are forced to temporarily fill in the vacancy left by his wounded father. Michael himself believes he is temporarily becoming involved with the Mafia up until the point when he has truly become the new “Godfather.”

PRECONDITIONS:

Preconditions in Hamlet are Obtaining: Hamlet needs hard evidence of his uncle’s murderous actions — his own preconditions are that he cannot allow himself to go on the word of the Ghost alone.

Preconditions in The Godfather are The Preconscious: In order for someone to be a good Don, they have to have the correct kinds of immediate responses. Sonny was “not a good Don,” because he was too hot-headed. A precondition, which Michael fulfills, is that he have the instincts to guide the family well. He demonstrates these when he has no frightened responses while protecting his father at the hospital and when he immediately insists on killing the “Turk” himself; once again when he accepts the news of Tessio’s betrayal without blinking an eye or betraying himself at any point through Preconscious reactions; etc. When Sonny’s hot-headed attempts to muscle the Corleone’s back to the top failed, it became apparent that there are preconditions set as to who could be the next “Godfather.” Only someone with a steel control over his Preconscious responses could be cool enough to successfully lead the Corleone family back to prominence.

From the Dramatica Theory Book

Selecting Your Story’s Preconditions

Preconditions are non-essential steps or items that become attached to the effort to achieve the Goal through someone’s insistence. A keen distinction here is that while Pre-requisites are almost always used in relation to the Requirements in a story, Preconditions are likely to apply to either Requirements or the Goal itself. As such, both Goal and Requirements should be taken into account when selecting Preconditions.

Think about the sorts of petty annoyances, frustrations, and sources of friction with which your characters might become saddled with, in exchange for assistance with some essential Prerequisite. If you were one of your characters, what kind of Preconditions would most irritate you?

Appreciations of this level are usually presented as a background item in storytelling. Draw on your own experiences while making this selection so that the level of nuance required can grow from your familiarity.

From the Dramatica Theory Book

Selecting Your Story’s Prerequisites

Prerequisites determine what is needed to begin meeting the Requirements. When selecting Prerequisites, keep in mind they are to be used in your story as essential steps or items that must be met or gathered in order to attempt a Requirement. As such, the appropriate Type of Prerequisites is much more heavily influenced by the Type of Requirements than the Type of Goal.

Prerequisites may open the opportunity for easy ways to bring in Dividends, Costs, or even Preconditions (which we shall discuss shortly.) Certain Types of considerations may be more familiar to you than others as a result of your personal life experience. As such, they will likely be a better source of material from which to draw inspiration. Choosing a familiar Type will help you later on when it becomes time to illustrate your appreciations in Storyencoding.

From the Dramatica Theory Book

Selecting Your Story’s Costs

Costs function much like negative Dividends. They are the detrimental effects of the effort to reach the Goal. Look at the Requirements for your story and see what Type of Costs might make that effort more taxing. Look at the Consequences for your story and see what Type of Costs might seem like an indicator of what might happen if the Goal is not achieved. Look at the Forewarnings and determine the Type of Costs that enhances, or possibly obscures the Forewarnings from your characters. Finally, look at the Dividends and try to find a Type for Costs that balances the positive perks. To balance Dividends, Costs need not be an exact opposite, but simply have the opposite (negative) effect on the characters.

From the Dramatica Theory Book